[DOWNLOAD] "How Independent is a 'Qualified Independent Underwriter'?" by Review of Business # eBook PDF Kindle ePub Free
eBook details
- Title: How Independent is a 'Qualified Independent Underwriter'?
- Author : Review of Business
- Release Date : January 22, 2009
- Genre: Business & Personal Finance,Books,
- Pages : * pages
- Size : 265 KB
Description
Executive Summary The main goal of this study is to provide statistical evidence about the effectiveness of a Qualified Independent Underwriter (QIU) to minimize conflicts of interest as defined by the Rule 2720 Distribution of Securities of Members and Affiliates--Conflicts of Interest. The important statistical evidence that we provide in this paper can be used by the Financial Industry Regulatory Authority (FINRA) to eliminate or modify Rule 2720 in order to avoid a biased IPO pricing function.
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